(Senior) Compliance Officer

Vacancy details

General information


CACEIS is the asset servicing banking group of Crédit Agricole and Santander dedicated to asset managers, insurance companies, pension funds, banks, private equity and real estate funds, brokers and corporate clients.

Through offices across Europe, North and South America, and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary and fund administration, fund distribution support, middle office outsourcing and issuer services.

With assets under custody of €4.6 trillion and assets under administration of €2.4 trillion, CACEIS is a European leader in asset servicing and one of the major players worldwide (figures as of 31 December 2021).




Publication date


Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

(Senior) Compliance Officer

Contract type

Fixed-Term Contract

Management position


Job summary

Where will you be working?

Within CACEIS we have the three-lines-of-defense model and Compliance is part of the second line. You will be working in a dynamic team with short lines, where your contribution had real meaning! With freedom and a lot of attention for personal development.

What will you be working on as Senior Compliance Officer?

As Senior Compliance Officer, you will be responsible for:

  • Management, implementation and active communication of the compliance policy, framework, procedures and requirements of the regulators
  • Conducting second line monitoring and controls including CDD, AML, SWS and reporting om this to management
  • Supporting the first line of defense with the implantation and control of compliance risks
  • Supporting the organization in the performance of the SIRA and resulting from that conclude and monitor action points
  • Increase the risk awareness within the organization, amongst others by giving (un)solicited advice, training sessions and presentations

What qualifications do you need to work as a Senior Compliance Officer at CACEIS? 

For the Senior Compliance position we are looking for an enthusiastic and driven colleague. You are a real team player who likes to share his/her expertise on compliance and monitoring with the team. You feel comfortable presenting for a group and are able to lead discussions.

  • You have a completed Bachelor/Master study (e.g. in Business Administration, Legal or Economics)
  • Additional education such as a post master degree (in Compliance, Risk or Operational Audit) is an advantage
  • You have > 5 years of relevant working experience and knowledge and experience with monitoring and conducting compliance controls
  • You are able to convince others, to summarize and analyse
  • You have strong communication skills, both oral and written (in English and in Dutch would be an advantage)

What makes it interesting to work at CACEIS?

As a modern investment service provider, we store, protect and value securities portfolios of professional investors. Directly and indirectly, we help manage the assets of (grand) parents, children and grandchildren in more than 70 markets worldwide. We want to do this in such a way that we enable prosperity for future generations. Independent, innovative and with the customer first.

That's why at CACEIS you will find:

  • Good employment conditions, including a 13th month, a good pension, 27 vacation days (based on a 36 hour work week), free travel by train, a laptop and telephone allowance etc
  • Freedom to share good ideas and often the possibility to implement them yourself.
  • A job with a social responsibility. Your work matters!
  • We bring colleagues, customers and partners together to realize solutions.

Are you the Senior Compliance Officer that we are looking for? 

Then please use the “Application Button” or send your CV and motivation to Elise Kapper (Recruiter) via elise.kapper@caceis.com. Questions? Please do not hesitate to contact Elise as well. 

Position location

Geographical area

Europe, Netherlands



Candidate criteria

Minimal education level

Postgraduate degree – MA/MSc/PhD/Doctorate or equivalent

Academic qualification / Speciality

Bachelor/Master degree

Level of minimal experience

6-10 years


> 5 years of experience

Required skills

Convincing, analytical, team player

Technical skills required



Nederlands en Engels