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Compliance Officer m/w/d

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Details des Angebots

Allgemeine Informationen

Einheit

Die zur Crédit Agricole und Santander gehörende Bankengruppe CACEIS bietet Asset Servicing für Asset Manager, Versicherungsunternehmen, Pensionsfonds, Banken, Private Equity und Immobilienfonds, Broker und Geschäftskunden an.

In den Vertretungen in ganz Europa, Nord- und Südamerika und Asien offeriert CACEIS ein umfangreiches Angebot von Leistungen und Produkten wie etwa Trade Execution, Clearing, Devisen-Services, Wertpapierleihe, Custody Services, Verwahrstellen- und Fondsadministrations-Services, Fonds-Distributions-Support, Middle-Office Outsourcing sowie Emittenten-Services.

Mit 7 000 Mitarbeitern und einem breiten Kundenportfolio ist CACEIS ein führender Anbieter für Asset Servicing in Europa und einer der größten Provider weltweit.
  

Kennziffer

2025-101400  

Datum der Veröffentlichung

20.06.2025

Beschreibung der Stelle

Geschäftsfeld

Berufe - Compliance

Stellenbezeichnung

Compliance Officer m/w/d

Vertragsart

Befristeter Vertrag

Dauer (in Monaten)

8

Geplantes Eintrittsdatum

01.08.2025

Führungsposition

Nein

Aufgaben

At the moment, the Compliance team is facing extra work pressure due to:

1.     Several projects within CBG

2.     Several (upcoming) audits

For that reason, we will reorganize ourselves. The job is at this stage a temporary job until 31.03.2026.

By joining our Compliance team, you will be responsible for all business compliance tasks, mainly related to MIFID II law.

Your main missions will be:

  • Performing controls related to MIFID II, described in our Group Compliance Control Plan
  • Compare the local processes with the Group Policies and come up with proposals to improve
  • Analyse processes and determine if all compliance risks are in control
  • To have a good understanding regarding overdrafts and support the business to have sufficient controls in place
  • Assist with Audits (WpHG audit, Verwahrstellen audit)
  • Deliver the compliance opinion for new products and services
  • Performing employee related controls: gifts & benefits, personal transactions, additional external professional activities
  • Support the FS team with client onboardings and client reviews (second line KYC)

     

Einsatzort der Stelle

Standort der Stelle

Europa, Deutschland

Stadt

München

Qualifikation

Mindest-Ausbildungsniveau

Masters / MBA / PhD / Doctorate-Abschluss oder gleichwertig

Akademische Ausbildung / Spezialisierung

  • Master of Law (preferably Banking Law, European/International Law, Business Law), Master of Finance with a focus on Compliance

Mindest-Erfahrungsgrad

6-10 Jahre

Erfahrung

Experience in at least 2 of the next topics:

  • Law advice
  • Compliance
  • Securities business

Erforderliche Kompetenzen

Hard Skills:

  • Experience in banking is a must, experience in the fund industry is a plus
  • Experience with an international financial organization is a plus
  • Knowledge EU Compliance law

 

Soft Skills:

  • Very good analytical skills
  • Solution-oriented
  • Resilience and team spirit
  • Excellent communication skills
  • Self starter

Sprachen

Business fluent in written and spoken English, basic knowledge in German